Fiduciary Resources to Help You Manage Your Retirement Plan
Watch our video to learn about the importance of legal compliance and best practices.
Is your fiduciary risk management strategy ready for changing regulations?
We understand your many financial needs and utilize timely and appropriate wealth management strategies to help you achieve both short and long-term goals. As a fiduciary, we also provide unbiased and independent advice, putting your needs and interests first.
We help you create a strategy that empowers you to live your best financial life – so you can focus on the nonfinancial aspects of your life that are most important to you. You define where you want to go. We’ll help you get there.
Fiduciary Support & Guidance
Despite the significant financial and legal risks of sponsoring a retirement plan, fiduciary risk management is often overlooked by business leaders. HUB offers comprehensive fiduciary risk management support. Learn more about our services below.
Fiduciary Investment Review
- We can serve as an ERISA 3(21) investment advisor or an ERISA 3(38) investment manager for your plan.
- Our services include investment selection and monitoring, providing education, advice, and potential management of your investment options. We also offer a quarterly monitoring report for the funds in your plan, using a documented, careful process for selecting and monitoring investments.
Plan Governance Consulting
- We help create, execute, and regularly review your Investment Policy Statement.
- We test your plan and compare multiple data points with your plan’s peer group, allowing us to recommend best practices for plan design, compliance, vendor services, and plan demographics.
Provider Analysis and Benchmarking
- Our provider benchmarking process evaluates the quality of your service providers. We analyze the scope of services, the value they provide to you and your employees, and their impact on plan costs.
- When searching for vendors, we evaluate both current and prospective vendors, helping you make informed decisions based on best practices.
More Resources For You
Explore these additional resources to help you manage your company’s retirement plan effectively.
Doing Well by Doing Good:
SECURE 2.0:
